EPSTEIN
page 1 / 272 . OCR, unverified
Dataset10 039
--- SOURCE: IMAGES__0039__EFTA01370969.txt ---
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1112
DEUTSCHE SANK TRUST
NEPTUNE, LLC
COMPANY AMERICAS
6100 RED HOOK ()DARTER, 93
la
YORK. NEW YORK 10154
2/122018
$T. THOMAS USTI 00602.1308
1.103-210
i
PAY In THE
Energy Efficient Electric, Inc.
$ —15,458.09
z
ORDER DF
Fifteen Thousand Four Hundred Fifty-Eight and 00/100"*""nn'an"n-- " s6 •••""" —Inn ************* —"an"
I
Mums I
Energy Efficient Electric, Inc.
1600 Mercer Avenue, Suite 6
West Palm Beach, FL 33401-6831
MEMO
Invoice # 23629
ilIDO & la / eos 40 2 100 10 3 3i:
3689.01,C.452
***Signature not on file***
Check Information
Exception Type
High dollar pull
Previous Decision
Refer
Account #
42953424
Previous Reason
Signature not on file
Routing #
21001033
Amount
15,458.00
Sequence #
66005160
Check #
1112
Account Information
Account Name
Neptune, LLC
Account Number
42953424
Branch Number
Officer Code
Account Message
Signature Required
Internal Comments
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SONY-0064078
SDNY_GM_00210262
EFTA01370969
--- SOURCE: IMAGES__0039__EFTA01370970.txt ---
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METADATA_FILENAME: EFTA01370970.pdf
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1236
NES, LLC
6100 RED HOOK QUARTER.
St. isiOsiASOce02
IXEUTSCHE BANK TRUST
COMPANY AMERICAS
NEW YORK. NEW YORK 1015.1
1401210
PAY 10 1HE
Aetna
ORDER OF
Six Thousand Three Hundred Ninety-One and 601100•"'
2f9o2018
$ "6,391 60
Aetna
PO Box 775392
Chicago, 1160677.5392
MEMO
Account X 81115562 NES LLC
'N? tttsaLif---t
I
***Signature not on file***
Check Information
Exception Type
Hi h dollar • ull
Previous Decision
Refer
Account #
Previous Reason
Signature not on file
Routing #
Amount
6,391.60
Sequence #
Check #
1236
Account Information
Account Name
Branch Number
Account Message
Signature Required
Internal Comments
NES, LLC
Account Number
Officer Code
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL
DB-SDNY-0064079
SDNY_GM_00210263
EFTA01370970
--- SOURCE: IMAGES__0039__EFTA01370971.txt ---
METADATA_SOURCE: IMAGES0039
METADATA_FILENAME: EFTA01370971.pdf
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Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fa
cel
On Apr 24, 2017, at 10:49 AM, Stewart Oldfield
Rich,
How's 2 or 3 today? Thanks
From: Stewart Oldfield
Sent: Friday, April 21, 2017 3:11 PM
To: 'Richard Kahn'
Cc: Audie Apple; Vahe Stepanian
Subject: RE: catching up/risk premia investing
wrote:
Copying in Audie. We are wide open Monday after 2. Shall we schedule a time? Thanks
From: Richard Kahn [na
Sent: Friday, April 21, 2017 1:47 PM
To: Stewart Oldfield
Cc: Vahe Stepanian
Subject: Re: catching up/risk premia investing
sounds great
monday / wednesday best for me next week
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
tel
fax
cel
On Apr 21, 2017, at 1:44 PM, Stewart Oldfield
wrote:
Rich,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0064081
CONFIDENTIAL
SDNY_GM_00210265
EFTA01370971
--- SOURCE: IMAGES__0039__EFTA01370972.txt ---
METADATA_SOURCE: IMAGES0039
METADATA_FILENAME: EFTA01370972.pdf
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I'm just back from 10 days in Maui with a whole set of
recommendations for you. You're going to have an awesome time.
Do you have time to chat next week about risk premia investing? Think
of it as systematic trading to extract risk premia (curve structure,
volatility, etc.) across asset classes. Basically what most hedge funds do,
but in a more liquid and transparent fashion and with lower fees. It
might appeal to JE since he could tailor the investment strategies and
employ efficient leverage or portfolio hedging alongside. I would like to
get you on the phone with Audie Apple from our team to give you a
better overview and see if makes sense to try to advance the discussion
on your side.
Hope all is well.
Stew
<image003 png>
Stewart Oldfield, CM, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York. NY 10154
Tel.
Mobile
ackbe
Email
Securities offered through Deutsche Bank Securities Inc
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